Own disclosure risk
Chief Compliance Officers
Ranked reports with source evidence, and a documented trail of every decision. Less time collecting context, more time applying judgment.
Compliance intelligence for RIAs
See The Risks Hiding Between Your Systems
Glynac watches your book, filings, email, vendors and clients. A person always decides.
How it works
From Signal To A Documented Decision
Four steps, the same every time. Glynac does the watching. Your reviewer does the deciding.
Connect
Glynac reads from the systems you already use. Your systems stay where they are.
Detect
Checks run daily, weekly or monthly. Anything worth attention becomes a report with a severity.
Review
Your reviewer opens the report with its source, reason and context, and can ask Ava why it surfaced.
Document
The decision is closed as Action Taken or No Action Needed, and kept with the evidence.
The problem
The Risks That Matter Rarely Sit In One System
A brochure that has fallen behind the book. A marketing email that crosses a line. A vendor in the news. A client who has gone quiet. Each lives in a different system, on a different schedule, and no one has time to read all of them.
- Disclosures that no longer match your live book
- Outbound email read against the SEC Marketing Rule
- Vendors, filings and clients watched on a schedule, with a source for every finding
HighA vendor reports a data breach
Live detections
What Glynac Watches For
Five workflows, seven detections. Each runs on a stated schedule against stated sources, and every report says what it found and why.
13F Intelligence
Know When Your Book Is Crowded, Copied Or Drifting
Crowded positions, clone risk and strategy drift, checked against the wider market of institutional filings.
- Weekly and monthly
- Needs: Black Diamond
Form ADV Monitoring
Catch The Gap Between Your Brochure And Your Book
Flags when the AUM in your Form ADV Part 2A brochure drifts away from your live book.
- Weekly
- Needs: Black Diamond, CRD number
Marketing Compliance
Spot Marketing Rule Risk In Outbound Email
Reviews outbound marketing email in Microsoft 365 against the SEC Marketing Rule, every day.
- Daily
- Needs: Microsoft 365
Vendor Due Diligence
Hear About Vendor Trouble First
Watches for breaches, outages and regulatory action at your vendors, with a citable source for every finding.
- Daily
- Needs: Your vendor list
Client Relationship Monitoring
Notice When A Relationship Goes Quiet
Flags client relationships that are going cold, before the client starts looking elsewhere.
- Ongoing
- Needs: Black Diamond
Not Sure Where To Start?
Tell us about your firm and the systems you use. We will point to the workflow that fits first.
Request A DemoWhat your reviewer sees
One Report. Everything Needed To Decide.
Severity, source and reason sit on one screen, with the evidence behind them. Closing is final, and the decision is kept with the report.
- A severity from low to critical
- The source, and the reason it surfaced
- Action Taken or No Action Needed, with the reason recorded
Your reviewer decides
Human-led by design
Glynac Surfaces. A Person Decides.
Every report carries its source, its reason and a severity. Your reviewer closes it as Action Taken or No Action Needed, and the decision is kept with the evidence.
Action TakenNo Action Needed
- 5live workflows
- 7detections across them
- 4severity levels
Sources
It Starts With The Systems You Already Use
Glynac reads from Black Diamond and Microsoft 365, from SEC filings and your Form ADV Part 2A, and from public vendor sources. Your systems stay where they are.
- Each workflow says what it needs, and how often it runs
- Vendor Due Diligence works without connecting anything
- Limits are stated upfront, never found out later
Who it is for
Built For The People Who Carry The Review
For advisory firms with a compliance function: the CCO feels the pain, the advisor owns the relationship, and the firm’s leader signs the decision.
Own the relationship
Advisors
A fast correction loop when marketing is flagged, and an early nudge when a client relationship starts to go quiet.
Sign the decision
Firm Leaders
Visible, documented oversight across the firm, so review capacity goes back into growing the business.
Straight answers
What Compliance Teams Ask Us
The questions we hear most, answered plainly, including where the limits are.
All questions
No. Glynac surfaces, explains and prioritizes. It never asserts a definitive violation and never gives legal advice. A person always makes the final call.
By design, yes. 13F filings reach the SEC up to about 45 days after quarter-end. What is live is your own book, re-checked every week against the latest available quarter. Every finding names the quarter it used.
You can see how it is calculated. Crowded positions and clone risk are calculated arithmetic. Reading a brochure or judging marketing risk involves AI, with a person always reviewing. Nothing is a black box.
It depends on the workflow. Vendor Due Diligence needs neither. 13F and ADV checks need Black Diamond for the live-book side. Marketing Compliance needs Microsoft 365. We confirm what fits your firm on the first call.
No. Every report carries a severity of low, medium, high or critical, and the more urgent it is, the more visibly it is raised, in the alerts feed and the moment you open chat with Ava.
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See What You Would Otherwise Miss
A walkthrough with our team, using the workflows live today, on a firm like yours.
