Daily
Security Breaches
Reported breaches and security incidents at a vendor on your list.
Vendor Due Diligence
Hear About Vendor Trouble First
Glynac checks the outside world every day for breaches, outages, regulatory action and changes at your vendors.
- RunsDaily
- NeedsYour vendor list
- Who decidesYour reviewer
The buyer problem
Why This Matters
Firms are usually the last to hear about vendor trouble, from a client or from a headline rather than in time to get ahead of it.
Remove the “we were the last to know” risk, and the conversation changes from what happened to what you have already done.
What Glynac checks
What Gets Checked
Your vendor list, checked daily against real, citable public sources.
Daily
Outages
Service outages that may affect how your firm operates.
Daily
Regulatory Action
Enforcement or regulatory action involving a vendor.
Daily
Policy, Ownership And Leadership Changes
Changes to a vendor’s policies, ownership or leadership that your oversight may need to reflect.
What your reviewer sees
Everything Needed To Decide
- The vendor, the event and which of the six risk categories it falls in
- A severity and the date
- A citable source for every finding
- A record of who reviewed it and what was done
Where a person decides
The Decision Stays With Your Team
This is a CCO-facing workflow. Vendor risk is a compliance and operations concern, so it is not routed to advisors. A surfaced event is a prompt for review, not a determination about the vendor.
Action TakenNo Action Needed
Scope and limitations
What To Know Before You Start
We say this upfront so there are no surprises later.
- Every finding requires a citable source. Glynac never raises a report from a lone rumor or a social post.
- Works without Black Diamond or Microsoft 365.
- Signals depend on the public information available about each vendor.
Questions
Vendor Due Diligence: Good To Know
Not for this workflow. Vendor Due Diligence works without Black Diamond or Microsoft 365. It needs your vendor list.
Real, citable sources, never a lone rumor or a social post. Every finding links to its source.
Daily.
No. A surfaced event is a prompt for review, not a determination about the vendor.
More workflows
Other Workflows
Weekly and monthly
13F Intelligence
Crowded positions, clone risk and strategy drift, checked against the wider market of institutional filings.
Weekly
Form ADV Monitoring
Flags when the AUM in your Form ADV Part 2A brochure drifts away from your live book.
Daily
Marketing Compliance
Reviews outbound marketing email in Microsoft 365 against the SEC Marketing Rule, every day.
Ongoing
Client Relationship Monitoring
Flags client relationships that are going cold, before the client starts looking elsewhere.
Request a demo
See Vendor Due Diligence In A Demo
We will show the report, the evidence behind it, and how your reviewer closes it out.